Matt is the Chief Compliance Officer at Andco and is responsible for safeguarding our mission of representing the sole interests of our clients by redefining independence. He works with clients to ensure that all legal and regulatory requirements are fulfilled as they pertain to the services our firm provides. He is responsible for negotiating investment consulting agreements, side letters and subscription documents on behalf of institutional clients. In addition, he completes all regulatory filings required of a Registered Investment Advisor with the Securities and Exchange Commission.
Matt has over 20 years in the investment and compliance industry. Prior to joining AndCo, Matt was General Counsel/Chief Compliance Officer at Marco Consulting Group. Prior to that, he served as Counsel for a $5 billion pension fund and a large international trade union. His breadth of industry experience, combined with his understanding of how different types of financial firms are structured and operate, make him ideally suited to perform effectively in the role of Chief Compliance Officer.